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Assignee: UBS AG


Location: Zurich, CH
No. of patents: 42

1    
NumberTitleIssue Date
8175949Methods and systems for providing a constant maturity commodity index
Methods and systems provide a commodity index for investing. In one implementation, a method selects a commodity component for inclusion in the commodity index and calculates a target weight of the commodity component. The method further selects a time interval for ...
05/08/2012
8131683Methods and systems for group data management and classification
Methods and systems are provided for retaining and managing global records of an organization. In one implementation, a method is provided for retaining global records of an organization. The method may include storing, in a memory device, at least one arrangement o...
03/06/2012
8127018Redirection techniques in a communication network
Systems and methods are provided for redirecting a client device to a network service in a communication network is described. In one implementation, the communication network includes at least a first and a second service provisioning environment each capable of pr...
02/28/2012
8117219Generation of updatable anonymized data records for testing and developing purposes
A mechanism is described for the computer-aided generation of anonymized data records for developing and testing application programs that are intended for use in a productive network (12). A method according to the invention comprises the provision of at lea...
02/14/2012
8060434Computer systems, methods, and devices for trading with an ergonomic interface
Systems, methods, and devices for trading financial instruments with an improved ergonomic graphical user interface (GUI) with non-overlapping screen components that include a display of offers to buy and sell, which can include a graphical display of bid, ask, and ...
11/15/2011
8027887Data processing method
In one example, a data processing method is provided for the time-optimized calculation of a large number of result data sets at the end of a period. The calculation can be based on data. A time span can be determined for which the underlying data are to be taken in...
09/27/2011
8024373Computer-implemented system for producing, processing and managing structured data sets
According to one embodiment, a data management system has a basic function configurator to define a generic basic function, whereby the function to be performed is to be depicted in a basic function by means of descriptive attributes and associated values or value r...
09/20/2011
8020003Creation of electronically processable signature files
Systems and methods can automatically generate and process signature files for an electronic signature list. Data records can be periodically searched for signature-relevant status changes. A multiplicity of documents in paper form can be provided. Each document can...
09/13/2011
8001029Method and computer program for tax sensitive investment portfolio management
Methods and corresponding systems are provided for managing investment portfolios that includes the steps of identifying at least one security of the investment portfolio to be sold during rebalancing of the investment portfolio, and rebalancing or deferring rebalan...
08/16/2011
7962393Global compliance system
A system for implementing a compliance program in a financial institution is provided and includes a list database for storing material information regarding a plurality of entities that is known to said financial institution. Also included is a list manager that re...
06/14/2011
7945910Dynamic registration of batch files by abstract selection criteria
To detect files which are generated unnecessarily or no longer required, and for reliable file versioning, in a batch-processing-oriented environment, a dynamic batch processing system is proposed. The system includes a batch processing control component to process ...
05/17/2011
7917556Method and system for tracking employee affirmations
A system is provided for tracking employee disclosure information and includes an employee database for storing employee status information. Also included is a previous disclosure database for storing any previous disclosures provided by the employee. Finally, a dis...
03/29/2011
7856394Computer system and a method for managing a financial transaction
The invention relates to a computer system and a method for managing a financial transaction between an issuer of a note and an investor buying the note, wherein the note is exchanged into one or more exchange traded items of the issuer's portfolio. The computer sys...
12/21/2010
7831636Technique for the migration of a host environment to a new system platform
A method for configuring a transaction-based host environment for migration to a new system platform is described. The method comprises the steps of providing at least one database of a first type and at least one database of a second type, which have different migr...
11/09/2010
7797225Sharia compliant performance linked note
Embodiments of systems and methods relate to the issuing, servicing, and redeeming of investment notes that are linked to the performance of a single commodity or basket of commodities and are compliant with and tradable under Sharia principles. An exemplary method ...
09/14/2010
7761844Technique for platform-independent service modeling
A template-driven system for generating platform-specific artifacts, such as program code, from platform-independent service models is described. The system comprises a template storage with platform-specific templates, each template including platform-specific mode...
07/20/2010
7734536System, method and computer program product for workflow-based data processing
An approach to workflow-based data processing is described, wherein as part of the workflow a multiplicity of display pages is executed interactively by means of workflow control commands. A suitable computer system comprises at least one user terminal with a user i...
06/08/2010
7725617Data output system with printing device, and data output method, in particular for performing a test printing
The invention relates to a data output method and to a data output system comprising: a printing device; a database device, in which corresponding reference data and/or control data are stored for a plurality of da...
05/25/2010
7720742Computer trading system method and interface
The system and method of the preferred embodiment supports trading of securities over the Internet both on national exchanges and outside the national exchanges. The preferred embodiment supports an improved human interface and a continuous display of real-time stoc...
05/18/2010
7707177Computer network system for building, synchronising and/or operating a second database from/with a first database, and procedures for it
A computer network system for building and/or synchronising a second database based on a first database. Accesses by work units are carried out on the first database from an application workstation, to generate, change or delete contents of the database. A first ser...
04/27/2010
7689730Data output system and data output method with data output monitoring
The invention relates to a data output method and to a data output system comprising: a printing device; a database device in which corresponding reference data and/or control data are stored for a plurality of dat...
03/30/2010
7685516Creation of electronically processable signature files
The invention relates to aspects in connection with the automatic generation and processing of signature files. The signature files are generated in paper form on the basis of documents (28) that comprise a personal signature (34) and also control info...
03/23/2010
7660761System and method for automated trading
The present invention relates to systems and methods for automated trading. More particularly, the present invention relates to a system and method for processing trade orders essentially instantaneously and filling trade orders with improvement over the National Be...
02/09/2010
7657590Load balancing system and method
A workflow is processed by plurality of activity servers, each of the plurality of activity servers performing at least one of a plurality of activities. In step a, a workflow packet requiring one of the plurality of activities to be executed is retrieved from a wor...
02/02/2010
7606747Global compliance system
A system for implementing a compliance program in a financial institution is provided and includes a list database for storing material information regarding a plurality of entities that is known to said financial institution. Also included is a list manager that re...
10/20/2009
7599968Technique for supplying a data warehouse whilst ensuring a consistent data view
A technique is described for supplying a data warehouse while ensuring a consistent data view. The system comprises an interface for receiving data elements which are assigned to individual transactions and require processing before delivery into the data warehouse....
10/06/2009
7580970Systems and methods for database synchronization
Computer network system for building and/or synchronising a second database from/with a first database, accesses by work units being carried out at least on the first database from at least one application workstation, to generate, change or delete contents of the d...
08/25/2009
7577687Systems and methods for synchronizing databases
Computer-supported method for building and/or synchronising a second database from/with a first database, accesses by work units being carried out at least on the first database from at least one application workstation, to generate, change or delete contents of the...
08/18/2009
7577685Computer-implemented system for managing a database system with structured data records
In a computer-implemented system for managing a database system with structured data records, two internal databases separate from one another are maintained, an interface for an input at least of parts of a structured data record into one of the databases is provid...
08/18/2009
7577601Leverage margin monitoring and management
A computerized system and method to manage and monitor leverage relating to financial transactions whereby counterparty credit risks are enhanced and capital and credit efficiency is promoted by taking a perfected security interest in the counterparty. An aggregate ...
08/18/2009
7526576Computer network system using encapsulation to decompose work units for synchronizing and operating a second database from a first database
Computer network system for building and/or synchronising a second database from/with a first database, accesses by work units being carried out at least on the first database from at least one application workstation, to generate, change or delete contents of the d...
04/28/2009
7516218Network-based information management
The invention relates to a network component comprising one, two or more server units 12, 14. Each server unit 12, 14 serves a group of distributed network components CC. The network component comprises a hosting unit for hosting for a specific group o...
04/07/2009
7510114Data processing method
A data processing method for the time-optimized calculation and placing to the account of prices for a performance rendered for a customer by an enterprise. The price is calculated and placed to the account in accordance with a price model with at least the followin...
03/31/2009
7409388Generation of anonymized data records for testing and developing applications
A mechanism is described for the computer-aided generation of anonymized data records (44) for developing and testing application programs that are intended for use in a productive network. A method according to the invention comprises the provision of at lea...
08/05/2008
7398242Risk stripping system and method
A method is provided for managing risk associated with at least one financial transaction wherein each of the at least one financial transactions having at least a first risk factor and a second risk factor. The method includes a first step of receiving one of the a...
07/08/2008
7346667System for delivering dynamic content
A method and system for presenting a requested web page selected from a plurality of web pages is provided and includes the step of performing at least one processing task associated with the requested web page. Next, at least one content bean for retrieving content...
03/18/2008
7340430Real-time trading system
A method and system is provided for managing risk associated with providing real-time trading services and includes the step of providing a plurality of dealing quotes wherein each of the plurality of dealing quotes having a duration. Next, an exposure associated wi...
03/04/2008
7315839Securities pricing system
A system for adjusting a price for a security, the price having a spread, and including a pricing engine for providing to a client a price quote for the security. Also included is a past trades database for storing at least one past trade executed by the client. A p...
01/01/2008
7296160Secure user authentication over a communication network
The invention relates to a method of performing user authentication in a network system (10) that comprises a client (22) in communication via a first network (14) with a server infrastructure (16) including an entrance point of a second ...
11/13/2007
7296149Secure user and data authentication over a communication network
The invention relates to a method of performing user and data authentication over a client (22) in communication via a network (14) with a server infrastructure (16). The client (22) has access via a user-controllable card reader (24
11/13/2007
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